Expect More IRS Audits in 2016, Round 2 of MCDC: 22 Firms @ $4.12 Mil – But Where are These Big 3?, Missing Debt Service Funds after Trustee Fired, PABs & AMT, plus more…
MCDC Enforcement Round 2 – Just this morning, the SEC announced sanctions against 22 underwriting firms (see below for detail) – for offerings which they disclosed under the MCDC and had compliance violations.
NABL to SEC: Issuer Education Needed after MCDC – recommendations and next steps
IRS Blasted on Total Return Swaps – full article link
Changes to Law Could Hurt SEC Enforcement Efforts – full article link
Wayne County Jail Bonds Get Targeted IRS Audit – full article link
MSRB Proposes Changes to Rule G-15 and Dealer Markups – full article link
Want FREE “Best Practices” CPE? Get 3 hours of dedicated Post Issuance Compliance training with CPE in November – registration details and link inside!
Next Steps Survey – the results are in…
Key Highlights this Week!
Just HOW Costly is Cost of Issuance? – and why some issuers pay 500% more!, NEW CA Report: Inconsistent Conduit Borrower Disclosure – with link to full report. Want FREE CPE? Get 3 hours of dedicated Post issuance Compliance training with CPE in November – see inside for details!
plus the Next Steps Survey – look for it in your inbox tomorrow!
Last week, NABL held it’s conference in Chicago…we recap a few juicy highlights in today’s edition!
Key Highlights this Week!
SEC: Won’t be Pinned on MCDC – What this means for Issuers – with link to full article!
IRS: Doubles VCAP Settlement in 2015
Finally – Solving the Compliance Puzzle – Line 10 this week is Requirements!
Want FREE CPE? Get 3 hours of dedicated Post issuance Compliance training with CPE in November – see inside for details!