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Issuer Sues over Failed IRS Audit; SEC Approves MA Oversight, NABL Views on MCDC, New Learning Resources & Solving the Post Issuance Compliance Puzzle – Part 8

Issuer Sues over Failed IRS Audit; SEC Approves MA Oversight, NABL Views on MCDC, New Learning Resources & Solving the Post Issuance Compliance Puzzle – Part 8

by Debbie Todd, CPA, CTP, CGMA | Oct 26, 2014 | Monday Muni Minutes, Solving the Compliance Puzzle

Issuer Sues over Failed IRS Audit of 2006 Bonds; plus SEC Approves Rule G-44 MA Oversight, NABL Views on Issuer Participation in the MCDC, New Learning Resources & Solving the Post Issuance Compliance Puzzle – Part 8

MCDC, IRS Audit & Subsidy Cut Updates, SEC Touts Record $4.1B FY14 Enforcement…Plus Solving the Post Issuance Compliance Puzzle – Part 7

MCDC, IRS Audit & Subsidy Cut Updates, SEC Touts Record $4.1B FY14 Enforcement…Plus Solving the Post Issuance Compliance Puzzle – Part 7

by Debbie Todd, CPA, CTP, CGMA | Oct 20, 2014 | Monday Muni Minutes, Solving the Compliance Puzzle

Who said that Bonds might get boring?? NOT A CHANCE! It’s been a BUSY week in the Muni Market for sure. On deck: SECs FY14 record-setting $4.1B in Enforcement, IRS audits College, plus MCDC and Subsidy Updates…

7.3% Subsidy Cut in BABs, SEC Actions Center Stage and Solving the Post Issuance Compliance Puzzle – Part 6

7.3% Subsidy Cut in BABs, SEC Actions Center Stage and Solving the Post Issuance Compliance Puzzle – Part 6

by Debbie Todd, CPA, CTP, CGMA | Oct 13, 2014 | Monday Muni Minutes, Solving the Compliance Puzzle

This week, BABs and other Tax credit bonds took a 7.3% subsidy cut, the SEC actions took center stage with articles on MCDC and underwriters, Municipal Advisors and IRMA plus SEC Gallagher’s continued concerns about the Muni Bond Market “bubble”….

MCDC Filings Spike, Pension Precedents and $$ Fines…. & Solving the Post Issuance Compliance Puzzle – Part 5

MCDC Filings Spike, Pension Precedents and $$ Fines…. & Solving the Post Issuance Compliance Puzzle – Part 5

by Debbie Todd, CPA, CTP, CGMA | Oct 5, 2014 | Monday Muni Minutes, Solving the Compliance Puzzle

In this week’s news-packed edition, we will explore a possible precedent-setting “1st” in the Stockton case, a neat graph on MCDC & compliance filings, transparency enhancements and SEC settlement actions… CURRENT EVENTS Texas AG Settles with RBC over MUD...
Transparency and Risk Focus Changing IRS Audits & Solving the Post Issuance Compliance Puzzle – Part 4

Transparency and Risk Focus Changing IRS Audits & Solving the Post Issuance Compliance Puzzle – Part 4

by Debbie Todd, CPA, CTP, CGMA | Sep 28, 2014 | Monday Muni Minutes, Solving the Compliance Puzzle

We know this week begins the flurry of quarter-end activities – so we’ll get right to the good stuff. This week’s focus is the IRS Tax Exempt Bond Office’s shifting strategy on bond audits, as well as the increasing roles risk and transparency play in your post...
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