Knowledge Library
A critical component of building and maintaining a good PIC program is getting the right information – and quickly. Click on any of the tabs below to find helpful articles, webinars, regulation links and more great resources so you can quickly research many of your PIC questions.
- Disclosure, MCDC
- IRS/SEC
- Policies, Procedures, Guidelines
- Organizations
- Free Webinars
- Other
- Articles of Interest
NABL MCDC Whitepaper on Materiality (8/5/14)
Norton Rose Fulbright Whitepaper on MCDC (Aug 2014)
Orrick Disclosure Obligations of Issuers of Municipal Securities
Orrick Webinar on Continuing Disclosure (5/14/14)
The SECs MCDC Initiative – Where To Go From Here, by Katten Muchin Roseman (10/2014)
Stanford Compliance Guidelines
Yale Post-Issuance Tax-Exempt Bond Compliance – Policies & Procedures
Gonzaga University Post-Issuance Compliance Procedures
The Changing Landscape of Municipal Bankruptcy (9/23/14)
Webinar – IRS Audits of Tax-Exempt Bonds (7/23/2014)
Webinar – Basic Arbitrage Concepts (7/10/2014)
TEB Webinar – Getting it Right: Form Filing and Compliance Issues for Direct Pay Bonds (6/30/11)
Glossary of Municipal Securities Terms
Daily Treasury Yield Curve Rates
Municipal Advisor Rule Resource Center (SIFMA)
GOOD BOOKS:
Fundamentals of Municipal Bonds (Wiley Finance)
ABC’s of Arbitrage, Frederick L Ballard, Jr (2011 Edition)